Transparency Notifications

Pursuant to Belgian Transparency Law (Article 14, first paragraph, of the Law of 2 May 2007 on disclosure of major holdings), investors in Oxurion who reach or pass certain thresholds of share ownership need to file a transparency notice with the Belgian Financial Services Market Authority (FSMA). The notices received to date are summarized in the table below.

Details regarding Oxurion's share capital can be found here.

Notification Date Notice From Reason Transaction Date Shares Denominator Voting Rights  
21-Dec Negma Group Ltd. Below 3% 15-Dec 4,000,000 411,071,559 0.97% PDF
20-Dec Negma Group Ltd. Below 10% 14-Dec 38,751,171 411,071,559 9.43% PDF
19-Dec Negma Group Ltd. Below 20% 13-Dec 69,154,874 411,071,559 16.82% PDF
15-Dec Negma Group Ltd. Above 20% 9-Dec 99,789,915 411,071,559 24.28% PDF
12-Dec Negma Group Ltd. Below 3% 6-Dec 1,837,132 311,281,644 0.59% PDF
6-Dec Negma Group Ltd. Below 15% 30-Nov 35,890,875 290,273,241 12.36% PDF
5-Dec Negma Group Ltd. Below 20% 29-Nov 44,900,740 269,264,833 16.68% PDF
2-Dec Negma Group Ltd. Above 20% 28-Nov 65,537,782 269,264,838 24.34% PDF
1-Dec Negma Group Ltd. Below 10% 25-Nov 13,602,734 205,714.42 6.61% PDF
30-Nov Negma Group Ltd. Above 15% 24-Nov 36,764,705 205,714,419 17.87% PDF
28-Nov Negma Group Ltd. Below 15% 23-Nov 19,475,880 168,949,714 11.53% PDF
28-Nov Negma Group Ltd. Above 20% 22-Nov 39,577,246 168,949,714 23.43% PDF
23-Nov Negma Group Ltd. Below 3% 21-Nov 0 123,781,647 0% PDF
22-Nov Negma Group Ltd. Above 10% 17-Nov 14,705,882 123,781,647 11.88% PDF
21-Nov Novartis Pharma AG Below 3% 28-Oct 2,177,226 77,825,765 2.80% PDF
16-Nov Thomas M. Clay/Epacria Capital Partners LLC Below 5% 2-Nov 4,542,110 92,825,765 4.89% PDF
16-Nov Negma Group Ltd. Below 3% 11-Nov 0 109,075,765 0.00% PDF
15-Nov Negma Group Ltd. Above 10% 7-Nov 16,250,000 109,075,765 14.90% PDF
14-Nov FMR LLC Below 3% 7-Nov 3,128,819 109,075,765 2.79% PDF
8-Nov Negma Group Ltd. Above 15% 2-Nov 15,000,000 92,825,765 16.16% PDF
8-Nov Philippe Vlerick/
Bareldam SA
Below 5% 28-Oct 3,580,787 77,825,765 4.60% PDF
26-Oct FMR LLC Below 5% 24-Oct 3,128,819 66,675,765 4.56% PDF